Compliance & Regulatory

Corporate governance. Implementation of compliance management systems. Introduction of rules of conduct. Training courses. Whistleblower systems. Rules on e-mail and internet use. Controls on personnel. Antitrust compliance. Compliance audits. Compliance due diligence. ESG, anti-corruption. Money laundering prevention. Issuer compliance. Preventing the liability of directors, supervisory board members and executives. Prevention of legal risks materialising. Protection against reputational damage. Communication guidelines. Risk analysis. Risk management.

Securities Trading Act compliance. Outsourced compliance function. Protection against measures by public authorities. Representation in appeal proceedings against unlawful administrative decisions. Updating internal regulations to prevent violations of legal provisions due to changes in the regulatory environment. Preparation and implementation of comprehensive compliance programmes, including training of employees in key positions. Developing core strategies regarding developments in the area of sector regulation.

Conducting internal investigations. Advice for companies that have been damaged by criminal activity. Communication with authorities. Selection and coordination of forensic services. Special focus on fraud, breach of trust, competition and corruption criminal law, tax criminal law, environmental criminal law, medical criminal law. Fulfilment of the task of the internal reporting office within the framework of the Whistleblowing Directive. Advice on dealing with crisis situations. 

Securing and restoring assets. Damages proceedings. Seizure of assets. Claims against D&O and financial loss liability insurance. Commitments from investigating authorities.